Regional Bank Compliance Overhaul

Regional Bank Compliance Overhaul

Took a 40-branch regional bank from a failed compliance audit to full ISO 27001 certification in under five months.

The Challenge

The bank had failed a regulatory audit due to undocumented access controls and no formal incident response plan, putting its banking license at risk.

Our Approach

• Conducted a full gap assessment against ISO 27001 controls
• Rebuilt the information security management system from the ground up
• Documented policies, procedures, and evidence for all 40 branches
• Trained over 200 staff on new security procedures

The Result

The bank passed its re-audit with zero major findings and achieved ISO 27001 certification three months ahead of the regulator's deadline.